Global Financial Compliance Course in Dubai
Details
What is Global Financial Compliance?
A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. The Global Financial Compliance qualification addresses techniques used to implement a successful compliance function
in a firm. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management,
ethics, integrity and fairness.
SCA-UAE licensing regime mandates this qualification for:
- Broker Representative
- Compliance Officer
- Anti Money Laundering Officer
- Internal Controller
- Trading Manager
- Operations Manager
- Risk Management Officer
- Financial Analysts
- Investment Managers
- Chief Investment Officers
- Promoters, CEOS, Directors, Branch Managers
- Fresh Graduates/New entrants/Staffs looking to enter the financial services/investment industry
Exam Syllabus/Course Outlines
- Topics & No of Questions:
- The International Regulatory Environment – 20
- The Compliance Function – 24
- Managing the Risk of Financial Crime – 20
- Ethics, Integrity and Fairness19
- Governance, Risk Management and Compliance – 17
- Total – 100
Exam Formats
- 2 Hours exam-CBT test-100 MCQ
- Pass marks-70%
- Pass rate-60%
- Recommended study-100 hours
- Can be taken any time of the year
- Prometric Centers-Dubai & Abu Dhabi
- Result declaration online-within 24 hours
Benefits of this qualification/certification
- Global recognition
- High level of competence
- Specialization in the course
- Full study resources
- CISI Student membership
Elegant Professional and Management Development Training stands as a distinguished training center in Al Barsha1, Dubai, UAE setting the standard for excellence in face-to-face training programs. As a KHDA-approved and Autodesk Authorized center, we pride ourselves on offering affordable, effective, and industry-recognized courses across diverse fields, including Engineering & IT, Finance, Sales & Marketing, and HR & Administration.
As a KHDA-approved center, our dedication to quality education is recognized by the regulatory authority, assuring you of our commitment to delivering courses that meet the highest standards.
Moreover, being an Autodesk Authorized center in Dubai underscores our expertise in providing cutting-edge training in engineering and technology.
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